Compliance Manager (m/w/d)
Description
We want you to reinforce our Legal & Compliance team! We are looking for people who combine passion for their work with a commitment to excellence and independent thinking. Our corporate culture is transparent, entrepreneurial and collegial, and promotes personal initiative as well as the long-term development of all employees. As Compliance Manager, you will take on the diverse tasks arising in particular from the licence under the German Capital Investment Code (Kapitalanlagegesetzbuch) for a regulated capital management company (full licence). You are the contact person for all compliance questions in-house and further develop our compliance management system together with the team. In doing so, you report directly to our Head of Legal & General Counsel.
- Advising and supporting employees on all compliance topics of a fully licensed capital management company
- Ongoing analysis of developments in factual, legal and regulatory requirements and further development of our compliance management system
- Identification, assessment, minimisation and monitoring of compliance risks
- Management of questions and topics relating to DORA, data protection, anti-corruption, other criminal offences, inducements, insider law and ESG
- Support in the area of anti-money laundering and counter-terrorist financing, in KYC processes and in sanctions screening
- Performance of control activities and responsibility for keeping work instructions up to date and developing them further
- Regular reporting to the management board
- Contact person for external stakeholders on all compliance questions
- Strengthening the compliance culture within the company, in particular by independently conducting trainings and knowledge management
- Successfully completed degree in law or economics or a comparable qualification in the field of compliance
- Several years of professional experience at a capital management company or in a law firm, consulting or financial services environment
- Sound expert and methodological knowledge of compliance and regulatory requirements, ideally with reference to capital management companies
- Structured and diligent way of working with high quality standards, combined with a hands-on mentality and the ability to manage several projects in parallel on your own responsibility
- Varied and responsible tasks with direct insight into private equity structures and the regulatory environment of an alternative investment fund manager (AIFM)
- Open culture and flat hierarchies, with short decision paths and genuine exchange
- Attractive, performance-based compensation package
- Modern workplaces and flexible working hours
- Extensive training and development opportunities, including support for part-time professional qualifications
- Attractive city-centre location at Munich’s Friedensengel with excellent transport and public transit connections